 |
 |
|
|
Welcome to the STONEMAN LAW FIRM,
Keeping Our Finger on the Pulse of Securities Fraud
Here you can learn about investment fraud, brokerage fraud, investor protection, securities fraud, stockbroker fraud, investment disputes, securities arbitration and recovering losses. You can also educate yourself on various issues related to your brokerage account by visiting the Investor Fraud Blog and Tracy’s Articles.
Tracy Pride Stoneman is a nationally known lawyer whose practice consists exclusively of representing investors in investment disputes. Her experience in this arena is extensive, since she’s been representing investors in securities arbitrations for over 20 years. In 2011, she obtained the highest arbitration award ever against Raymond James Financial Services and for years, she held the highest arbitration award ever against UBS PaineWebber. She is a dedicated and strong advocate for the investor. Mrs. Stoneman’s husband is Douglas Schulz, a renowned securities fraud expert witness. In their over 20 years together, they have worked on almost 2,000 securities cases. Unlike many other securities lawyers, Mrs. Stoneman does not accept a case unless she is willing to try it. That doesn’t mean that she tries every case, but what it does mean is that opposing counsel know that they won’t be able to settle out cheap. And that results in higher settlements and better results for her clients. Her experience includes time as a judge, a partner and trial lawyer in a very large Dallas, Texas law firm, a published author, and a frequent lecturer in the area of securities fraud. In addition to her
book, Mrs. Stoneman has also authored and published articles
on numerous subjects important to investors. |
|
 |
|
|
|
 |
|

NEWS RELEASE!!
RAYMOND JAMES CRIES UNCLE and Pays The Largest Arbitration Award Ever Against The Firm!
The Arbitration Award
Wall Street Journal/Dow Jones article(non subscribers click here)
Financial Planning news story
Reuter's news story
Comments of those who worked with Tracy
Raymond James appealed the arbitration Award!!! Click here to read the Appeal and click here to read the Response.
InvestmentNews.com reports on the appeal
Financial Planning reports on the appeal
On Wall Street reports on the appeal
_____________________________________________________________________________________
August 30, 2010 - Tracy Pride Stoneman is quoted in Smart Money Magazine
"10 Things Your Money Manager Won't Say"

__________________________________________________________________________ |
|
|
|
|
 |
 |
Business Week Magazine
February 11, 2002 |
 |
|
 |
|
Robert Barker, from Business Week Magazine had nice things to say about Tracy's book, Brokerage Fraud. Here is an excerpt from
the article...
"That's why you might do a favor for any
friends who still use a stockbroker by giving them Brokerage
Fraud: What Wall Street Doesn't Want You to Know (Dearborn,
$24.95)...they make enough of a case to get even very trusting
investors to (wisely) think thrice about any broker's
advice."
You can read the rest of this article by clicking here. For more
information on Tracy's book, Brokerage Fraud, click
here. |
 |
|
 |
 |
Inside Business
April 15, 2002 |
|
 |
|
Lou Gorr, from Inside Business, has recently reviewed Tracy's book, Brokerage
Fraud. Here is an excerpt from the article...
"Douglas J. Schultz and Tracy Pride Stoneman have co-authored what
could well be the first truly in-depth examination of the many ways, and
potential ways, that the investing public gets ripped off in Brokerage
Fraud...This book is based on their many cases, thorough knowledge of
securities law and industry procedures. They are the people you want on
your side if you ever have a complaint about your financial adviser." |
|
|
 |
|
|
|
 |
|
| Stockbrokers Induce Employees to Retire |
|
 |
|
| Tracy represents a group of BellSouth former employees in North Carolina who were induced to retire by a group of Salomon Smith Barney stockbrokers. Read the January 13, 2005 Bloomberg article about the case. |
|
 |
|
|
|
 |
|
| A Nice Arbitration Award |
|
 |
|
| Tracy represented a nurse anesthesiologist who entrusted his savings to Merrill Lynch in Atlanta, Georgia. Her client received a good result in arbitration. Read a press release about the case that ran on Forbes.com January 12, 2005. |
|
|
|
 |
|
 |
|
 |
|
|
December 27, 2002 article discloses the harm inflicted by one particular
broker in Merrill's Dallas office and what his clients are doing about it. Click here to read the entire article. |
|


Once a bad egg, always a bad egg. The stockbroker mentioned above Brion Randall left Merrill Lynch and went on to open his own "consulting" firm in Dallas, Texas. Between 2004 and 2009, he raised more than $6 million from 30 investors in schemes that were devised by Randall to simply line his own pockets. Many of his victims were friends and people he befriended. Though these folks may never see any recovery of the money they've lost, Brion Randall received his comeuppance: on September 30, 2010 he was sentenced to 15 years in prison for bank and wire fraud. He was led away from the sentencing hearing in handcuffs directly to jail. Click here to read the sentencing.
|
|
|
|
|
| |
|
 |
|
 |
|
|
 |
|
 |