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Learn about investment fraud, brokerage fraud, investor protection, securities fraud, stockbroker fraud, investment disputes, securities arbitration, and recovering losses. You can also educate yourself on various issues related to your brokerage accounts. Read Ms. Stoneman's Articles.
Read Ms. Stoneman’s latest article published in the Fall 2016 issue of the PIABA Bar Journal and on Westlaw: Supervision of Third Party/Power of Attorney Accounts
Is there a way for me to recover my losses?
For simple guidelines to determine if you have a claim.
Ms. Stoneman, was interviewed for a video presentation entitled, "Navigating the Fog of Investing." A presentation of McGriff Productions.
RAYMOND JAMES CRIES UNCLE!!
Tracy obtains for her client the largest arbitration award against the firm!
Raymond James appealed the arbitration award
(see articles below)
-In a May 10 ruling, the panel found that Raymond James failed to properly supervise Paul Davis as he sold the elderly couple life insurance and variable annuity products, according to Tracy Pride Stoneman, the attorney who represented the Tylers.
-Raymond James Financial Services Inc. has paid an estimated $1.8 million arbitration award to an 87-year-old former client and his deceased wife's estate
-From those who worked with Tracy on the Tyler Case
InvestmentNews.com -Reports on the Appeal
onwallstreet.com - Another Report on the Appeal
On May 10, the panel had found that Raymond James Financial Services failed to properly supervise Paul Davis, a former financial advisor, as he sold an elderly couple life insurance and variable annuities. . . . At some point between 2002 and 2006, the broker exchanged one annuity for another, raising red flags.
Raymond James Financial Inc (RJF.N) must pay a Texas man and his wife's estate $1.5 million to resolve allegations the company improperly sold annuities to the couple, according to a Financial Industry Regulatory Authority arbitration panel filing.
September 2012 Article
There's a lot of pride involved, says Stoneman. Over the years I've represented a lot of overseas clients and sometimes it's very difficult for those clients to come forward to even admit they have lost a lot of money.
Once a bad egg, always a bad egg
Once a bad egg, always a bad egg. The56Randall left Merrill Lynch and went on to open his own "consulting" firm in Dallas, Texas. Between 2004 and 2009, he raised more than $6 million from 30 investors in schemes that were devised by Randall to simply line his own pockets. Many of his victims were friends and people he befriended. Though these folks may never see any recovery of the money they've lost, Brion Randall received his comeuppance: on September 30, 2010 he was sentenced to 15 years in prison for bank and wire fraud. He was led away from the sentencing hearing in handcuffs directly to jail.
Robert Barker, from Business Week Magazine had nice things to say about Tracy's book, Brokerage Fraud. Here is an excerpt from the article...
"That's why you might do a favor for any friends who still use a stockbroker by giving them Brokerage Fraud: What Wall Street Doesn't Want You to Know (Dearborn, $24.95)...they make enough of a case to get even very trusting investors to (wisely) think thrice about any broker's advice."
News from Stoneman Law
Lou Gorr, from Inside Business, has recently reviewed Tracy's book, Brokerage Fraud.
Tracy Pride Stoneman and her husband, Douglas J. Schulz have co-authored what could well be the first truly in-depth examination of the many ways, and potential ways, that the investing public gets ripped off in Brokerage Fraud... Click text to follow